Meeting Materials

  • February 19, 2020

2019/20

February 19, 2020 - M&A: Share, Hold, or Devalue

January 15, 2020 - Closing the gap on non-GAAP” and “Climate Change Disclosure

November 19, 2019 - Legal Updates on Securities Class Actions

October 16, 2019 - Securities Sub-section Town Hall - Making the Securities Sub-section More Relevant for Its Members

September 18, 2019 - ASC Consultation Paper 11-701: Energizing Alberta's Capital Market

2018/19

June 19, 2019 - A (raging) River Drains into the Bay(tex): Absorptive Mergers in Canadian Plans of Arrangment

May 15, 2019 - A New Era in Securities Appeals

April 17, 2019 - Recent Trends in Corporate Restructuring Transactions

March 20, 2019 - #metoo US Securities Cases and Implications for Canada

February 20, 2019 - Securities enforcement: how the ASC's new Whistleblower Program will impact your clients

January 16, 2019 - The right of dissenting shareholders to claim for advance payments

December 12, 2018 - Disclosure obligations and their implications in securities enforcement context from the perspective of regulators, respondents and third party discovery and evidence management firms

November 21, 2018 - The role of the transfer agent and considerations for cannabis industry issuers

October 17, 2018 - U.S. Cannabis Companies Going Public and Listing in Canada

September 19, 2018 - ASC's New Economy division, CSA Regulatory Sandbox & related regulatory initiatives

2017/18

June 26, 2018 - Tips for Handling Commission Investigations and Allegations

May 16, 2018 - Blockchain and Cryptocurrency

April 18, 2018 - The incoming "Whistleblower" program and "Credit for Exemplary Co-operation policy"

March 21, 2018 - Recent Developments in Corporate Governance and Shareholder Activism

February 21, 2018 - Ins and Outs of ASC Interim Orders

January 17, 2018, Public Company Reporting: An Annual TMX Update

December 13, 2017 - Registration

November 15, 2017 - Women on Boards and Executive Offices Positions

October 18, 2017 - Tax Cinsiderations in Securities Transactions

September 20, 2017 - Considerations in the Developing Listed Cannabis Space

2016/17

June 21, 2017 - Recent Trends in Large Cap Acquisition Finance

May 17, 2017 - Use of Social Media by Reporting Issuers and Summary of Consultation Paper 51-404 - Considerations for Reducing Regulatory Burdens for Non-Investment Fund Reporting Issuers

April 19, 2017 - Registration and Derivatives update

March 15, 2017 - AGMs: Regulatory Considerations

February 15, 2017 - Update from the TSX Venture Exchange, including Policy Developments

January 18, 2017 - Statutory Plans of Arrangement: Recent Developments

December 12, 2016 - Current Trends in Enforcement

November 16, 2016 - Canadian Securities Exchange - Why to list on the CSE

September 21, 2016 - Shareholder Activism: The Good, the Bad and the Ugly


2015/16

June 15, 2016 - Financial statement basics and write downs

May 18, 2016 - Licensee liability ratings, orphan well funds and current insolvency proceedings related thereto (Redwater and Spyglass), as well as the amendments to 51-101 in respect of abandonment and reclamation costs

April 14, 2016 - A discussion of the TSX Venture's white paper titled Revitalizing TSX Venture Exchange: Canada's Public Venture Market, along with an overview of recent policy developments

March 16, 2016 - Amendments effective May 9, 2016 in respect o fthe Early Warning Regime to MI 62-104, NI 62-103 and NP 62-203

February 17, 2016 - ASC's 2015 Corporate Finance Report; Rights Offering and Dealer Exemptions

January 26, 2016 - Recent updates to US securities laws with respect to US public and private offerings

November 18, 2015 - Trends in Shareholder Activism which will touch both on proxy contest, take-over bids and will also touch on corporate governance

September 16, 2015 - Micro/Small Cap Brightspot: Technology, Angels and the Canadian Securities Exchange (CSE) 


2014/15

June 17, 2015 - Amendments to NI 51-101; Amendments Primarily in respect to Venture Issuers to NI 51-102, NI 41-101, NI 52-110 and related policies (effective June 30, 2015) Overview

May 20, 2015 - Recent amendments to Nl 45-106 relating to prospectus exempt offerings

April 15, 2015 - Crowdfunding - Raising Private Capital through Online Investment Platforms

February 18, 2015 - Advising Clients in a Bear Market - Options for Distressed Companies

January 21, 2015 - A 101 on US securities laws with respect to private placements

November 19, 2014 - A year to date summary of the venture capital markets and significant events.

October 15, 2014 - Topical Update on Various Reporting and Disclosure Requirements

September 17, 2014 - Illegal Insider Trading Enforcement in the Wake of Walton v. ASC